INTERNAL CONTROLS FOR FINANCIAL INSTITUTIONS

Course Reference: FIN.6B
Duration: 5 days
Location: London

Who should attend?

• Public officials of regulatory authorities in banking, insurance, pensions and capital markets
• Executive and non-executive board and committee members of financial institutions
• Company secretaries
• Shareholder representatives
• Executive directors and senior managers of financial institutions
• Corporate lawyers
• Institutional investors

 

By the end delegates will know how to:

• Describe key risk management and internal control concepts
• Apply the main industry frameworks and standards which influence internal controls
• Assess the effectiveness of their organisations internal controls
• Demonstrate to and guide executives and management in the establishment of an appropriate control environment
• Understand the effective usage of internal controls

• Internal Controls in the Context of Today’s Corporate Governance
• Main Components and Principles of Internal Controls
• Financial Sector Regulators and Internal Controls
• The Control Environment
• Types of Internal Controls

Executive Laptop
£600

Operating System: Windows 10

Processor: Intel Core i5 2.4GHz

Memory: 6GB DDR4

Storage: 1TB HDD

Display 15.6"

 

Apple iPad
£550

Capacity: 128GB

9.7" Retina display

A10 chip with 64-bit architecture and M10 motion processor

Wi-Fi and Cellular

 

Manager Laptop
£400

Operating System: Windows 10

Processor: Intel Core i3 2.8GHz

Memory: 4GB DDR4

Storage: 500GB HDD

Display 15.6"

 

Laptop specifications are subject to change without notice. The above specifications are only for illustration purposes. A similar or superior laptop will be issued where possible. We will always source the best quality brand new laptop at the time of purchasing. The invoice must be paid in advance before the laptop is released to the delegate.